James A. Mallon, IACCP©
Senior Associate – Compliance
James brings six years of industry experience to his role on the client compliance team. James joined Champlain in 2015 as an Associate Operations and Compliance and transitioned to focus solely on compliance in the fall of 2017. His prior experience includes a summer internship with LL Global.
James graduated from Colgate University with a Bachelor of Arts degree in Psychology. James was awarded the Investment FoundationsTM certificate by the CFA Institute in 2017. James earned his Investment Adviser Certified Compliance Professional® (IACCP®) designation in 2021.